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Professional Standards

Background on Complaint Process

Boards and associations of REALTORS® are responsible for enforcing the REALTORS® Code of Ethics. The Code of Ethics imposes duties above and in addition to those imposed by law or regulation which apply only to real estate professionals who choose to become REALTORS®. Many difficulties between real estate professionals (whether REALTORS® or not) result from misunderstanding, miscommunication, or lack of adequate communication. If you have a problem with a real estate professional, you may want to speak with them or with a principal broker in the firm. Open, constructive discussion often resolves questions or differences, eliminating the need for further action. If, after discussing matters with your real estate professional or a principal broker in that firm, you are still not satisfied, you may want to contact the local board or association of REALTORS®. Many boards and associations have informal dispute resolving processes available to consumers (e.g. ombudsmen, mediation, etc.). Please review those resolution options at bottom of this page. You can submit for a dispute resolution option and file your Ethics complaint at the same time to stop the clock. 

REALTOR® Code of Ethics Complaint Procedure Information

Familiarize yourself with the hearing procedures that will be followed. In particular you will want to know about challenging potential panel members, your right to counsel, calling witnesses, and the burdens and standards of proof that apply. Complainants have the ultimate responsibility (“burden”) of proving that the Code of Ethics has been violated.

Prepare yourself before, during and after the hearing.
Before You File an Ethics Complaint

In many cases, an issue may be resolved before it gets to the point of a hearing. Learn more about alternative dispute resolution:
Mediation and Ombudsman Process Explained

How to File an Ethics Complaint

If you believe that a REALTOR® has violated one or more Articles of the Code of Ethics, you can file an ethics complaint alleging a violation(s) through the Virginia association of REALTORS®. The Virginia Association of REALTORS® can provide you with information on the procedures for filing an ethics complaint. 

Ethics complaints must be filed with Virginia association of REALTORS® within one hundred eighty (180) days from the time a complainant knew (or reasonably should have known) that potentially unethical conduct took place.

NAR Code of Ethics and Standards of Practice – 17 articles of the Code of Ethics and Standards of Practice
File a Complaint – Online form submission for Ethics complaint and Ombudsman request

Conclusion

Many ethics complaints result from misunderstanding or a failure in communication. Before filing an ethics complaint, make reasonable efforts to communicate with your real estate professional or a principal broker in the firm. If these efforts are not fruitful, the local board or association of REALTORS® can give you the procedures and forms necessary to file an ethics complaint.

Contact Tiffany Vann, CAAR Professional Standards Administrator for more information: membership@caar.com or (434) 817-2398.

PDF DOCUMENTS

NAR REALTOR® Code of Ethics

Before You File an Ethics Complaint

Questions?

Please contact membership@caar.com

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